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Audit regulator fines PwC Mexico $100,000 for violating independence rules
The U.S. audit industry regulator on Friday fined PricewaterhouseCoopers S.C., the global auditor's Mexican firm, $100,000 for violati.....»»
U.S. bank regulator fines Citigroup $25 million for violating fair lending rules
The U.S. Office of the Comptroller of the Currency (OCC) said on Tuesday it had fined Citigroup $25 million for violating the Fair Housing Act by denying some borrowers preferential rates on the basis of their race, color or other factors......»»
A Protective ETF Play On International Dividend Growth
International stocks and exchange traded funds are not repeating the impressive performance seen in 2017. The widely followed MSCI EAFE Index is lower by 6.5 percent in 2018 and close to violating its 52-week low. read more.....»»
New Zealand lawmaker fined for making phone call from plane
New Zealand's transport minister says he will pay a small fine for violating aviation rules by making a cellphone call from a plane......»»
Brexit group fined, referred to police for violating spending rules
The U.K.'s Electoral Commission on Tuesday said it has fined the Vote Leave campaign group 61,000 pounds ($81,000) for violating spending laws in the 2016 referendum on Brexit. The watchdog .....»»
FINRA fines Interactive Brokers $5.5 million for short selling violations
The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc $5.5 million for violating several naked short selling rules over a period of at least three years......»»
FINRA fines Interactive Brokers $5.5M for short selling violations
The Financial Industry Regulatory Authority has fined a unit of Interactive Brokers Group Inc $5.5 million for violating several naked short selling rules over a period of at least three years......»»
Societe Generale fined $1.3 billion for violating sanctions rules
French bank S.....»»
Airport contractor fined $12.3M for JFK pay-to-play
An airport services contractor accused of bribing its way to big contracts at New York's Kennedy Airport has agreed to pay a $12.3 million fine for violating state law. Ground Services International... To view the full story, click the title link......»»
FAA fines American Airlines, Delta for long tarmac delays
The Federal Aviation Administration said Thursday it had fined American Airlines $1 million and Delta Air Lines Inc $750,000 for violating federal rules prohibiting lengthy tarmac delays at U.S. airports......»»
U.S. fines American Airlines, Delta for long tarmac delays
American Airlines was fined $1 million and Delta Air Lines Inc $750,000 for violating federal rules barring lengthy tarmac delays at U.S. airports, the U.S. Transportation Department said on Thursday......»»
Trump and Lindsey Graham are charging $25K to play in their golf tournament to raise funds for Republicans
Graham has emerged as a top ally to Trump post-presidency and has said Republicans have.....»»
Why Cathie Wood Is Bullish On Crypto Play Silvergate Despite Recent Slump
Cathie Wood-led Ark Investment Management believes the Silvergate Capital Corp (NYSE: SI) stock will benefit from increased crypto adoption and investors likely sold the stock last week to raise funds and buy Coinbase .....»»
UK Cops Break Down Door, Arrest Man For Violating COVID Quarantine Rules
UK Cops Break Down Door, Arrest Man For Violating COVID Quarantine Rules.....»»
French Elite Caught Violating Lockdown Rules by Attending Secret Restaurants
French Elite Caught Violating Lockdown Rules by Attending Secret Restaurants.....»»
Why Is John Deere Part Of The New Ark Funds Space ETF?
The Ark Space Exploration & Innovation ETF (NYSE: ARKX) launched last week and many of the holdings were surprises to investors looking for a pure play on space companies. read more.....»»
Exclusive: UFO CEO Andrew Chanin On Being A Pure-Play Space ETF Vs. The New Ark Fund
Space stocks have been in the news throughout 2021, including Ark Funds' ARK Space Exploration & Innovation ETF (BATS: ARKX) and the continued development of the space industry. read more.....»»
Supreme Court Rules In Favor Of Facebook In Robocall Lawsuit
The U.S. Supreme Court sides with Facebook, Inc. (NADSAQ: FB) in a case that accused the social media giant of violating a federal anti-robocall law. read more.....»»
Outside the Box: The financial markets almost seized up a year ago — it’s time to finally make fixes
The largest part of the financial world --- comprising private equity firms, hedge funds and investment companies --- are still underregulated. MIT Sloan's S.P. Kothari makes the case for strengthening the rules......»»
Russia ETFs rally as oil price rises
Exchange-traded funds with exposure to Russian assets gained Friday as investors looked for ways to play the boom in energy prices. The VanEck Vectors Russia ETF g.....»»