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Audit regulator fines PwC Mexico $100,000 for violating independence rules

The U.S. audit industry regulator on Friday fined PricewaterhouseCoopers S.C., the global auditor's Mexican firm, $100,000 for violati.....»»

Category: topSource: marketwatchAug 2nd, 2019

U.S. bank regulator fines Citigroup $25 million for violating fair lending rules

The U.S. Office of the Comptroller of the Currency (OCC) said on Tuesday it had fined Citigroup $25 million for violating the Fair Housing Act by denying some borrowers preferential rates on the basis of their race, color or other factors......»»

Category: topSource: reutersMar 19th, 2019

A Protective ETF Play On International Dividend Growth

International stocks and exchange traded funds are not repeating the impressive performance seen in 2017. The widely followed MSCI EAFE Index is lower by 6.5 percent in 2018 and close to violating its 52-week low. read more.....»»

Category: blogSource: benzingaJun 28th, 2018

New Zealand lawmaker fined for making phone call from plane

New Zealand's transport minister says he will pay a small fine for violating aviation rules by making a cellphone call from a plane......»»

Category: topSource: foxnewsJul 8th, 2018

Brexit group fined, referred to police for violating spending rules

The U.K.'s Electoral Commission on Tuesday said it has fined the Vote Leave campaign group 61,000 pounds ($81,000) for violating spending laws in the 2016 referendum on Brexit. The watchdog .....»»

Category: topSource: marketwatchJul 17th, 2018

FINRA fines Interactive Brokers $5.5 million for short selling violations

The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc $5.5 million for violating several naked short selling rules over a period of at least three years......»»

Category: topSource: reutersAug 20th, 2018

FINRA fines Interactive Brokers $5.5M for short selling violations

The Financial Industry Regulatory Authority has fined a unit of Interactive Brokers Group Inc $5.5 million for violating several naked short selling rules over a period of at least three years......»»

Category: topSource: moneycentralAug 20th, 2018

Societe Generale fined $1.3 billion for violating sanctions rules

French bank S.....»»

Category: topSource: marketwatchNov 19th, 2018

Airport contractor fined $12.3M for JFK pay-to-play

An airport services contractor accused of bribing its way to big contracts at New York's Kennedy Airport has agreed to pay a $12.3 million fine for violating state law. Ground Services International... To view the full story, click the title link......»»

Category: blogSource: crainsnewyorkDec 15th, 2018

FAA fines American Airlines, Delta for long tarmac delays

The Federal Aviation Administration said Thursday it had fined American Airlines $1 million and Delta Air Lines Inc $750,000 for violating federal rules prohibiting lengthy tarmac delays at U.S. airports......»»

Category: topSource: reutersFeb 28th, 2019

U.S. fines American Airlines, Delta for long tarmac delays

American Airlines was fined $1 million and Delta Air Lines Inc $750,000 for violating federal rules barring lengthy tarmac delays at U.S. airports, the U.S. Transportation Department said on Thursday......»»

Category: topSource: reutersFeb 28th, 2019

Trump and Lindsey Graham are charging $25K to play in their golf tournament to raise funds for Republicans

Graham has emerged as a top ally to Trump post-presidency and has said Republicans have.....»»

Category: personnelSource: nytApr 19th, 2021

Why Cathie Wood Is Bullish On Crypto Play Silvergate Despite Recent Slump

Cathie Wood-led Ark Investment Management believes the Silvergate Capital Corp (NYSE: SI) stock will benefit from increased crypto adoption and investors likely sold the stock last week to raise funds and buy Coinbase .....»»

Category: blogSource: benzingaApr 19th, 2021

UK Cops Break Down Door, Arrest Man For Violating COVID Quarantine Rules

UK Cops Break Down Door, Arrest Man For Violating COVID Quarantine Rules.....»»

Category: personnelSource: nytApr 14th, 2021

French Elite Caught Violating Lockdown Rules by Attending Secret Restaurants

French Elite Caught Violating Lockdown Rules by Attending Secret Restaurants.....»»

Category: smallbizSource: nytApr 6th, 2021

Why Is John Deere Part Of The New Ark Funds Space ETF?

The Ark Space Exploration & Innovation ETF (NYSE: ARKX) launched last week and many of the holdings were surprises to investors looking for a pure play on space companies. read more.....»»

Category: blogSource: benzingaApr 3rd, 2021

Exclusive: UFO CEO Andrew Chanin On Being A Pure-Play Space ETF Vs. The New Ark Fund

Space stocks have been in the news throughout 2021, including Ark Funds' ARK Space Exploration & Innovation ETF (BATS: ARKX) and the continued development of the space industry. read more.....»»

Category: blogSource: benzingaApr 2nd, 2021

Supreme Court Rules In Favor Of Facebook In Robocall Lawsuit

The U.S. Supreme Court sides with Facebook, Inc. (NADSAQ: FB) in a case that accused the social media giant of violating a federal anti-robocall law. read more.....»»

Category: blogSource: benzingaApr 1st, 2021

Outside the Box: The financial markets almost seized up a year ago — it’s time to finally make fixes

The largest part of the financial world --- comprising private equity firms, hedge funds and investment companies --- are still underregulated. MIT Sloan's S.P. Kothari makes the case for strengthening the rules......»»

Category: topSource: marketwatchMar 12th, 2021

Russia ETFs rally as oil price rises

Exchange-traded funds with exposure to Russian assets gained Friday as investors looked for ways to play the boom in energy prices. The VanEck Vectors Russia ETF g.....»»

Category: topSource: marketwatchMar 5th, 2021