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Ex-Barclays employee gets prison term for insider trading scheme

A former director at Barclays (Swiss: BARC.SW - news) Plc was sentenced on Wednesday to five months in a U.S. prison for repeatedly passing tips about mergers under way at the bank to a plumber, who made thousands of dollars trading ahea.....»»

Category: topSource: yahooJan 11th, 2017

Rajat Gupta assumes new role as Chairman of non-profit organisation

A gradual return to a normal life after completing a two-year prison term on insider trading charges.....»»

Category: topSource: business-standardNov 17th, 2016

Law Clerk in Napkin-Chewing Insider Case Gets Nearly 4 Years in Prison

Jonathan Stempel The former law firm clerk whose tips about corporate mergers fueled an insider trading scheme in which one participant ate evidence written on napkins and Post-its in Grand Central Terminal was sentenced to nearly f.....»»

Category: topSource: wealthmanagementSep 15th, 2016

Indian-American jailed for $1 mn insider trading scheme

A jury had found the real estate entrepreneur guilty of securities fraud and conspiracy.....»»

Category: topSource: business-standardJan 19th, 2017

Real estate investment scam nets Granite Bay man prison term

A Granite Bay man was sentenced to 27 months in prison and ordered to pay restitution related to a Sacramento-area real estate investment scheme. John Stuart Hill, 33, of Granite Bay, was sentenced Thursday in federal court in Sacramento by U.S. Di.....»»

Category: topSource: bizjournalsJan 5th, 2017

Former BlackRock Manager Sentenced in Insider Trading Case

The ex-manager, Mark Lyttleton, was sentenced to a year in prison after pleading guilty to two counts of insider dealing, the equivalent of insider trading in Britain......»»

Category: dealsSource: nytDec 21st, 2016

Ex-Blackrock Portfolio Manager Sentenced To 12 Months In Prison For Insider Trading

Former Blackrock star portfolio manager Mark Lyttleton, 45, has been sentenced to 12 months in prison after pleading guilty to an "elaborate web of insider trading, using offshore companies, unregistered mobi.....»»

Category: blogSource: zerohedgeDec 21st, 2016

Prosecutors: FBI agent leaked info in trading case to media

Federal prosecutors say an FBI agent has acknowledged divulging confidential information to reporters about the investigation into an alleged insider trading scheme......»»

Category: topSource: foxnewsDec 17th, 2016

Here’s What the Supreme Court Insider Trading Ruling Means for Hedge Funds

Hedge fund manager Todd Newman still shouldn't have gone to prison, SCOTUS said. The Newman precedent is no more. The Supreme Court upheld the insider trading conviction of Bassam Salman, and with it unanimously rejected a finding by an appeals court .....»»

Category: europeSource: fortuneDec 6th, 2016

Ex-Expedia IT Employee Pleads Guilty To Insider Trading

Suspect admitted to spying on Expedia executives' devices. A former Expedia computer support technician pleaded guilty on Monday to having secretly accessed senior executives’ emails in order to engage in insider trading based on confidential in.....»»

Category: europeSource: fortuneDec 5th, 2016

SEC settles insider trading charges against former Expedia employee

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fly's real-time, streaming news feed keeps individual investors, professional money managers, active trader.....»»

Category: blogSource: theflyonthewallDec 5th, 2016

Expect Range-Bound Trading In Splunk Following Q3 Report

Barclays expects range-bound trading in Splunk Inc (NASDAQ: SPLK) as solid quarterly results were partially offset by lower-than-expected short-term deterred revenue. Solid Print Splunk had a solid Q3 print, with revenue and EPS both topping consensus es.....»»

Category: earningsSource: benzingaNov 30th, 2016

Executives Linked to Fallen Chinese Presidential Aide Jailed

Former Chinese executives linked to a fallen presidential aide imprisoned on graft charges have been convicted of insider trading and other offenses and sentenced to prison......»»

Category: topSource: abcnewsNov 24th, 2016

US court signals Rajat Gupta"s insider trading conviction unlikely to be overturned

Gupta was released from federal custody in March after being sentenced to two years in prison.....»»

Category: topSource: business-standardNov 16th, 2016

Ex-SAP Executive, Two Others Indicted in U.S. for Insider Trading

The alleged scheme resulted in hundreds of thousands of dollars in profits. A former SAP SE executive and two Indiana car wash owners have been indicted on charges that they engaged in an insider trading scheme that resulted in hundreds of thousands o.....»»

Category: europeSource: fortuneOct 21st, 2016

Supreme Court To Take Up Insider Trading Case, First Time In 20 Years

The Supreme Court opens its 2016-2017 term this week and, to be expected, has a lengthy list of cases to be heard. Among those cases: how to best evaluate suspected insider trading scenarios......»»

Category: blogSource: benzingaOct 3rd, 2016

Ex-Morgan Stanley Broker Gets 3 Years Prison in Insider Trading Ring

Jonathan Stempel A former Morgan Stanley stockbroker who participated in a $5.6 million insider trading ring involving stock tips passed on napkins and Post-it notes was sentenced to three years in prison. read more.....»»

Category: topSource: wealthmanagementOct 3rd, 2016

Supreme Court Expected to Define Reach of Insider Trading Laws

The U.S. Supreme Court is set to consider this week a closely watched insider trading case that could limit the ability of prosecutors to pursue such charges against hedge fund managers and other traders. The eight justices, who open their 2016-17 term o.....»»

Category: topSource: newsweekOct 2nd, 2016

Ex-Morgan Stanley Broker Sentenced in Napkin Insider Trading Ring

A former Morgan Stanley stockbroker who participated in a $5.6 million insider trading ring involving stock tips passed on napkins and Post-it notes in New York's Grand Central Terminal was sentenced to three years in prison on Friday, federal prosecutors.....»»

Category: topSource: foxnewsSep 30th, 2016

Former Puma Biotechnology employee charged with insider trading

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fly's real-time, streaming news feed keeps individual investors, professional money managers, active trader.....»»

Category: blogSource: theflyonthewallSep 30th, 2016

Jailed Chinese Billionaire"s Wife Takes Control Of Hong Kong Credit Firm

Wong Kwong Yu, also known as Huang Guangyu, as he appeared in 2004, before he was sentenced to prison for 14 years in 2010 for insider trading and other offenses. Photographer: Dennis Owen/Bloomberg News. Sino Credit Holdings, a Hong Kong-listed financial.....»»

Category: topSource: forbesSep 5th, 2016