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Former SeaWorld CEO Settles Claim He Misled Investors

James Atchison will pay more than $1 million to settle SEC charges he wasn’t upfront with investors about the impact documentary film “Blackfish” would have on the theme-park operator......»»

Category: smallbizSource: wsjSep 18th, 2018

Former SeaWorld CEO Settles Claim He Misled Investors - Wall Street Journal

Wall Street JournalFormer SeaWorld CEO Settles Claim He Misled InvestorsWall Street JournalThe former chief executive of SeaWorld Entertainment Inc. will pay more than $1 million t.....»»

Category: topSource: googlenewsSep 18th, 2018

SeaWorld, former execs must pay $5 million to settle claim

SeaWorld and two former executives have agreed to pay more than $5 million to settle fraud claims that they misled investors over the negative impact the 2013 documentary "Blackfish" had on business......»»

Category: topSource: foxnewsSep 18th, 2018

Royal Bank of Scotland tentatively settles US claims

Royal Bank of Scotland says it has tentatively agreed to pay $4.9 billion to settle U.S. Department of Justice claims that it misled investors over the sale of mortgage-backed securities before the 2008 financial crisis......»»

Category: topSource: foxnewsMay 10th, 2018

Royal Bank of Scotland tentatively settles US claims

Royal Bank of Scotland has agreed to pay $4.9 billion to settle U.S. claims that it misled investors who bought securities backed by risky mortgages before the 2008 financial crisis. .....»»

Category: topSource: moneycentralMay 10th, 2018

Royal Bank of Scotland tentatively settles US claims

Royal Bank of Scotland has agreed to pay $4.9 billion to settle U.S. claims that it misled investors who bought securities backed by risky mortgages before the 2008 financial crisis. .....»»

Category: topSource: moneycentralMay 10th, 2018

SeaWorld won"t face criminal charges in DOJ"s "Blackfish" probe

Federal officials probed whether SeaWorld executives misled investors about the impact of the documentary......»»

Category: topSource: foxnewsDec 13th, 2018

Two federal lawsuits claim GreenSky misled investors

GreenSky completed an initial public offering in May 2018, raising $1 billion with shares priced at $23. Its shares have since lost more than half their value, and are trading today at about $10......»»

Category: topSource: bizjournalsJan 9th, 2019

Under Armour founder sold $138 million in stock during time period company allegedly misled investors about slowing sales

The SEC says the company made misleading claims to investors from October 2015 through January 2017. Plank carried out scheduled stock sales in November 2015 and April 2016, according to regulatory filings......»»

Category: topSource: washpostMay 13th, 2021

EV startup Lordstown Motors says it"s cooperating with an SEC probe after a short-seller alleged it misled investors

Short-seller Hindenburg Research accused the EV startup of misrepresenting its preorders and exaggerating the progress mad.....»»

Category: topSource: businessinsiderMar 17th, 2021

Investors allege Boeing board of directors misled public about company’s safety oversight after crashes

The complaint, made public by a Delaware judge earlier this month, quotes internal company emails and board meeting records to allege Boeing directors repeatedly moved in lockstep with the company’s management instead of challenging it on safety......»»

Category: topSource: washpostFeb 16th, 2021

How The King Of SPACs “Clover Health” Misled Investors

Clover Health Investments Corp (NASDAQ:CLOV): How the “King of SPACs” Lured Retail Investors Into a Broken Business Facing an Active, Undisclosed DOJ In.....»»

Category: blogSource: valuewalkFeb 4th, 2021

Clover Health drops 5% to $13.20 after Hindenburg says misled investors

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallFeb 4th, 2021

SolarWinds shareholder files class-action lawsuit alleging leadership "misrepresented and failed to disclose" information about hack

Shareholders claim SolarWinds' misleading statements resulted in "significant losses and damages" for investors who purchased shares between between Feb. 24 and Dec. 15, 2020......»»

Category: topSource: foxnewsJan 5th, 2021

Robinhood agrees to pay $65 million to settle SEC charges that trading app misled investors

Robinhood Fina.....»»

Category: topSource: chicagotribuneDec 18th, 2020

Morgan Stanley settles SEC charges it misled clients, to pay $5 mln penalty

A unit of Morgan Stanley.....»»

Category: topSource: reutersMay 12th, 2020

US crude price collapses, settles at minus $37.63 a barrel

Oil prices tumbled Monday, with the U.S. crude futures contract plunging more than 50% to the lowest price on record, as investors worried about lack of storage and German and Japanese data indicated a bleak global economy......»»

Category: topSource: moneycentralApr 20th, 2020

US crude price collapses, settles at minus $37.63 a barrel

Oil prices tumbled Monday, with the U.S. crude futures contract plunging more than 50% to the lowest price on record, as investors worried about lack of storage and German and Japanese data indicated a bleak global economy......»»

Category: topSource: moneycentralApr 20th, 2020

Activist Investors Go Dormant As COVID-19 Depresses Economy

Activist investors turned passive in the last month as the coronavirus threatened to claim corporate victims. Activist campaigns .....»»

Category: blogSource: benzingaApr 16th, 2020

Victims Accuse Wells Fargo Subsidiary of Turning Blind Eye to $35M Crypto Ponzi

Plaintiffs claim Wells Fargo Advisors did not check on the activities of a financial advisor accused of defrauding 150 investors......»»

Category: forexSource: coindeskApr 6th, 2020

Market Extra: Here’s the Dow’s April challenge: Hold the lows as coronavirus sends economy off cliff

April will pose a crucial test for stock-market investors looking for signs the worst of the market carnage triggered by the global COVID-19 pandemic is past as the outbreak continues to claim lives and promises historic, near-term economic pain......»»

Category: topSource: marketwatchApr 2nd, 2020