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Ghosn, Nissan to pay $16 million to settle SEC fraud charges

Nissan and its former Chairman Carlos Ghosn will pay a combined $16 million to settle charges related to false financial disclosures, the Securities and Exchange Commission said Monday. The SEC said Nissan will pa.....»»

Category: topSource: marketwatchSep 23rd, 2019

Former executives of defunct for-profit college firm ITT settle fraud charges with SEC

Former ITT chief executive Kevin Modany and former chief financial officer Daniel Fitzpatrick have settled fraud cases with the Securities and Exchange Commission, avoiding a trial......»»

Category: topSource: washpostJul 9th, 2018

BGC Partners agrees to pay a $1.25M penalty to settle SEC charges

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallJul 17th, 2018

SeaWorld, former CEO settle SEC fraud charges over misleading statements

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallSep 18th, 2018

Barrett Business Services, ex-CFO settle accounting fraud charges: SEC

The U.S. Securities and Exchange Commission said on Thursday that Barrett Business Services Inc and the company's former chief financial officer have agreed to settle charges of accounting fraud involving workers' compensation expenses......»»

Category: topSource: reutersSep 20th, 2018

Agria agrees to pay $3M to settle fraud charges

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallDec 10th, 2018

Under Armour to pay $9M to settle SEC charges

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallMay 3rd, 2021

Amazon to pay $61.7M to settle FTC charges of tip withholding

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallFeb 2nd, 2021

Deutsche Bank expected to agree to pay $100M to settle bribery charges, NYT says

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallJan 8th, 2021

: Boeing to pay $2.5 billion to settle U.S. fraud charges over 737 Max

Boeing Co. has agreed to pay more than $2.5 billion in penalties, including compensation to airlines, to resolve conspiracy to defraud charges related to its 737 Max aircraft......»»

Category: topSource: marketwatchJan 7th, 2021

Robinhood pays $65M to settle SEC charges over misleading customers

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallDec 17th, 2020

Vision Marine Technologies partners with Gateway for investor relations program

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallDec 17th, 2020

Morgan Stanley to pay $5M penalty to settle SEC charges on retail wrap fees

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallMay 12th, 2020

Aaron"s, Rent-A-Center settle FTC charges that they restrained competition

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallFeb 21st, 2020

Stewart Insurance partners with CertifID for additional wire fraud protection

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallFeb 11th, 2020

First phase of Huawei CFO Meng"s U.S. extradition hearing set to wrap up in Canada

Lawyers for Huawei Chief Financial Officer Meng Wanzhou will respond Thursday to the Canadian prosecutor's arguments calling for Meng to be extradited to the United States on bank fraud charges......»»

Category: topSource: reutersJan 23rd, 2020

Former top stockbroker "built business on lies," says prosecutor

A former financial planner who was kicked out of the securities industry and ordered to pay millions of dollars in damages to customers he allegedly tricked into high-risk investments went on trial Monday on criminal fraud charges......»»

Category: topSource: moneycentralJan 13th, 2020

SEC says Longfin CEO to pay $400,000 to settle fraud action

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallJan 3rd, 2020

Beat the System: California radio host calls himself ‘David fighting Goliath’ as SEC charges him with fraud

This financial adviser also allegedly paid to hide his past misconduct from internet searches, the SEC says......»»

Category: topSource: marketwatchDec 21st, 2019

MetLife to pay $10M to settle SEC internal control failure charges

See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»

Category: blogSource: theflyonthewallDec 18th, 2019