Behavioral Obstacles to Successful Value Investing

In an ADHD world, patience is in short supply. But here’s why advisors should practice it and encourage their clients to do the same......»»

Category: topSource: barronsMar 25th, 2017

Michael Mauboussin: How Well Do You Compare?

Years ago, Dan Ariely, a professor of psychology and behavioral economics at Duke University, was surfing the Web when he found an advertisement .....»»

Category: blogSource: valuewalkDec 28th, 2017

Monday links: stop checking your portfolio

Review: Behavioral Risk Management: Managing the Psychology That Drives Decisions and.....»»

Category: blogSource: abnormalreturnsDec 18th, 2017

Stock Market Investing Psychology And Behavioral Finance – Emotional Investing

Investing psychology is even more important when investing in the stock market than financial analysis. Behavioral finance is an excellent way to get to know yourself that can prevent you from making terrible investm.....»»

Category: blogSource: valuewalkDec 16th, 2017

High-wealth investors talk finance trends

The Atlanta Business Chronicle recently asked five of the city’s investment advisors with high-wealth clients for their opinions on the area’s economy and what is on the horizon both here and around the globe......»»

Category: topSource: bizjournalsDec 8th, 2017


Investing psychology is even more important when investing in the stock market than financial analysis. Behavioral finance is an excellent .....»»

Category: blogSource: valuewalkDec 4th, 2017

Advisors and Clients Are Not Prepared for a Market Correction

By Grant Hicks via 160 Iris x.....»»

Category: futuresSource: nasdaqNov 12th, 2017

Avoid Getting “Ameritraded:” Best Execution For Advisors With Small Clients

Millions of years’ worth of evolution have sharpen.....»»

Category: blogSource: valuewalkOct 27th, 2017

Wells Fargo ordered to reimburse investment clients $3.4M over sales practice issues

The Financial Industry Regulatory Authority ordered Wells Fargo & Co.’s clearing services and Wells Fargo Advisors Financial Network to pay customers $3.4 million in restitution for sales practice issues related to “unsuitable recommendations” of.....»»

Category: topSource: bizjournalsOct 16th, 2017

Riskalyze Helps Financial Advisors Make Their Clients "Fearless"

The 2017 Benzinga Fintech Summit was a gathering of leaders from every fintech vertical displaying the next generation of fintech innovation. In this new article series, we’ll be sharing insights and new products from the inaugural BZ Summit. read more.....»»

Category: blogSource: benzingaOct 16th, 2017

This psychological disorder makes people pull out their own hair

Do you constantly pluck hairs from your head or your face when stressed? You might have a disorder called trichotillomania. We spoke with Dena Rabinowitz, PhD, founder of Cognitive Behavioral Psychology of NY, to find out what.....»»

Category: topSource: businessinsiderOct 10th, 2017

Redtail Technology Launches Text Messaging Platform For Financial Advisors

Redtail Speak — a communications platform announced Thursday by the firm Redtail Technology — allows financial advisors to securely text their clients. read more.....»»

Category: blogSource: benzingaOct 5th, 2017

Independent Advisors: 2017"s Top 100

More clients, growing assets, broader offerings......»»

Category: topSource: barronsSep 16th, 2017

Managing your wealth

The role of the financial advisor is changing rapidly amid an environment of increasing fiduciary responsibility for advisors. As the stock market climbs to record highs potential clients find they can receive even more guidance online and from ro.....»»

Category: topSource: bizjournalsSep 14th, 2017

Helping Clients Who Overspend

Beverly Flaxington is a practice management consultant. She answers questions from advisors facing human resource issues. To submit yours, email us here. Advisor Perspectives welcomes gue.....»»

Category: blogSource: valuewalkAug 29th, 2017

Chris White Working with the Emotional Investor – ValueTalks Podcast #2

Raul Panganiban with Chris White, author, Working with the Emotional Investor: Financial Psychology for Wealth Managers, Praeger (August 8, 2016), talks about behavioral .....»»

Category: blogSource: valuewalkAug 29th, 2017

My “Repackaging” Pet Peeve: Do Other Advisors See This As Well?

Like many advisors, I often find myself reviewing accounts and historical performance for clients and prospects with investments at other firms. Of course I see all the usual suspects like annuities, mutual funds with loads, 12B-1 fe.....»»

Category: blogSource: valuewalkJul 28th, 2017

Commission-Based Clients Are Going to Leave If Their Advisors Switch to a Lower-Cost, Fee-Only Model

By Rick Kahler via I recently learned about an unexpected response to the new Departm.....»»

Category: topSource: foxnewsJul 23rd, 2017

Wells Fargo Accidentally Releases Trove of Data on Wealthy Clients

A plaintiff suing an employee of Wells Fargo Advisors was sent a CD containing thousands of sensitive client records — which came from a lawyer for the bank......»»

Category: dealsSource: nytJul 21st, 2017

New fiduciary rule causes team of financial advisors to switch firms

While the firm’s philosophy is that clients belong to the financial advisors, Raymond James is still liable......»»

Category: topSource: bizjournalsJul 6th, 2017