Bahamas Securities Regulator Proposes Rules for Token Sales
The Securities Commission of the Bahamas is pushing for a new token framework to draw blockchain businesses to the island nation......»»
Thailand’s Securities Watchdog Approves Country’s First ICO Portal
The Thai Securities and Exchange Commission has given the green light to the country's first portal for scrutinized token sales......»»
China"s ZTE hit again after US regulator ruling
Chinese smartphone maker ZTE's U.S. woes deepen as US regulators propose new rules that could cut into its sales and increase tension between China and the US. Laura Frykberg reports.....»»
China eases rules on foreign ownership of securities ventures
China's securities regulator has released new guidelines for foreign investment in Chinese security joint ventures in which it eased some restrictions and launched an application process for more foreign ownership......»»
JPMorgan applies to set up majority-owned securities business in China
HONG KONG (Reuters) - JPMorgan Chase & Co said on Monday it has applied to China's securities regulator to set up a securities business in which the U.S. bank would own a majority stake under recently relaxed ownership rules......»»
U.S. securities regulator unveils proposal to ease ETF approvals
WASHINGTON (Reuters) - The U.S. securities regulator on Thursday unveiled a proposal to ease its rules for approving low-risk exchange-traded-funds (ETFs), in what could potentially be a major win for the $3.5 trillion market......»»
Trump backs CEOs, proposes easing corporate reporting rules
U.S. President Donald Trump on Friday said meetings with corporate executives prompted him to ask the U.S. Securities and Exchange Commission (SEC) to study letting public companies file financial reports every six months instead of every quarter......»»
Australian Watchdog to Apply Market Rules to Crypto Exchanges
Australia's securities regulator has said it plans to apply financial market rules to crypto exchanges and closely scrutinize ICOs......»»
US Lawmakers Ask SEC to Clarify ICO Regulations
Members of the U.S. House of Representatives are asking SEC chair Jay Clayton to provide clarity on when token sales are classified as securities......»»
European Securities Regulator to Report on ICO Rules by 2019
ESMA intends to report on how it may regulate ICOs by the end of 2018, chair Steven Maijoor told a European Parliament committee......»»
U.S. watchdog threatens retaliation over EU clearing rules
U.S. banks and securities houses could be barred from trading on exchanges in the European Union if the bloc refuses to water down "irresponsible" proposals for regulating foreign clearing houses, a top U.S. regulator said on Wednesday......»»
Canadian regulator asks Bombardier to halt executive share sales plan
The Canadian province of Quebec's securities watchdog said on Thursday it asked Bombardier Inc to halt stock trades under a plan set up to facilitate share sales by certain senior executives at the company......»»
Singapore’s Stock Exchange Clarifies Rules for Listed Firms Issuing ICOs
SGX has clarified the rules for publicly listed companies planning to conduct token sales......»»
Soros Fined By Hong Kong Over Naked Short Sales
Soros Fund Management, the Hungarian billionaires' $25 billion family office, was fined $200,000 by a securities regulator in Hong Kong over its aggressive 'naked shorting' of a locally listed company. The trade in question occurred in.....»»
Token Issuers Must Stop Paying for Market Making
It's time for the crypto world to adopt the best practices of the traditional public securities exchanges, including rules on ethics and fair dealing......»»
SEC Commissioner Peirce Confirms Guidance on Crypto Tokens Is Coming
The U.S. Securities and Exchange Commission plans to clarify when securities laws might apply to crypto token sales, an official said Friday......»»
Hong Kong Approves First Bitcoin & Ether ETFs
Hong Kong Approves First Bitcoin & Ether ETFs Authored by Helen Partz via CoinTelegraph.com, Hong Kong’s securities regulator reportedly appro.....»»
Inside the SEC’s private fund reform: What advisors need to know
The private fund industry is undergoing drastic change. Recently, the Securities and Exchange Commission (SEC) deepened its oversight of the sector, adopting new rules meant to increase visibility into how private fund investments are managed and per.....»»
Hong Kong"s First Bitcoin, Ethereum Spot ETFs Get Regulatory Nod: "Welcome To The Party, China!" Says Crypto Analyst
Hong Kong’s securities regulator has approved the city’s first spot Bitcoin (CRYPTO: BTC) and Ethereum (CRYPTO: ETH) exchange-traded funds (ETFs). read more.....»»
Danimer under investigation by Kentucky securities regulator, Spruce Point says
See the rest of the story here. Theflyonthewall.com provides the latest financial news as it breaks. Known as a leader in market intelligence, The Fl.....»»
: Jeff Bezos sold nearly $5 billion in Amazon shares this week
According to filings Wednesday with the Securities and Exchange Commission, Bezos sold nearly 740,000 shares on Monday and Tuesday for about $2.48 billion. The stock sales were prearranged through a 10b5-1 trading plan, according to the filings......»»